Active
finra regulation, inc.
Foreign Nonprofit Corporation · Entity Number C2586-1998 · NV Business ID NV19981140379
- Formed
- February 9, 1998
- Annual List
- Due by February 28, 2027
- Managed by
- Not on file
Registered agent
CORPORATION SERVICE COMPANY*
112 NORTH CURRY STREET · Carson City, NV 89703
Principal office
Not on file
Mailing address
Not on file
Officers, managers, and members
| Name | Role | Address |
|---|---|---|
| Camille M Busette | Director | Brooking Institution, 1775 Massachusetts Avenue, NW · Washington, DC 20001 |
| Deborah Bailey | Director | 1200 California Street · Apartment 19C · San Francisco, CA 94102 |
| Derrick A Roman | Director | 1352 Galena Drive · Rochester Hills, MI |
| Eric Noll | Director | Stone Ridge Capital Partners LP, One Belmont Avenue · Suite 600 · Bala Cynwyd, PA 19004 |
| Ethiopis Tafara | Director | Multilateral Investment Guarantee Agency, · 1818 H Street, NW · Washington, DC 20001 |
| Fabiola Arredondo | Director | Siempre Holdings, 115 Mason St. · Greenwich, CT 06830 |
| Gus Sauter | Director | BrandEmPower, 1465 Eaves Spring Drive · Malvern, PA 19355 |
| James T Crowley | Director | Pershing LLC, One Pershing Plaza · Jersey City, NJ 07097 |
| John (Jack) Ehnes | Director | 1137 Alpine Way · Lincoln, CA 95648 |
| Lance F Drummond | Director | 14263 Nolen Lane · Charlotte, NC 28201 |
| Linde Murphy | Director | M.E. Allison & Co., Inc., 950 East Basse Road · 2nd Floor · San Antonio, TX 78201 |
| Lisa Fairfax | Director | University of Pennsylvania, 3501 Sanson Street · Philadelphia, PA 19019 |
| Marcia E Asquith | Secretary | 1700 K Street NW · Washington, DC 20001 |
| Maureen Jensen | Director | Ontario Securities Commission, 117 Cameron Street · Thornbury N0H 2P0 |
| Moira Kilcoyne | Director | 83 Ryerson Road · Warwick, NY 10990 |
| Mortimer J Buckley | Director | Vanguard, 100 Vanguard Blvd · Malvern, PA 19355 |
| Naureen Hassan | Director | UBS Securities LLC, 1285 Avenue of the Americas · 14th Floor · New York, NY 10001 |
| Paige W Pierce | Director | Bley Investment Group, Inc., 6300 Ridglea Pl · Suite 615 · Fort Worth, TX 76101 |
| Peggy Ho | Director | Commonwealth Financial Network, 9 Donizetti Street · Wellesley, MA 02482 |
| Penny Pennington | Director | Edward Jones 12555 Manchester Rd · Saint Louis, MO 63101 |
| Robert W Cook | President | 1700 K Street NW · Washington, DC 20001 |
| Robert W Cook | Director | 1700 K Street NW · Washington, DC 20001 |
| Samir Deshpande | Director | 6816 Wemberly Way · Mclean, VA |
| Scott Curtis | Director | Raymond James Financial Services, Inc., · 880 Carillon Parkway · St Petersburg, FL 33701 |
| Timothy C Scheve | Director | 920 High Lake Rd · Sharon, VT 05065 |
| Todd T Diganci | Treasurer | 1700 K Street NW · Washington, DC 20001 |
| Wendy Lanton | Director | Herold & Lantern Investments Inc, 35 Pinelawn Road · Suite 101E · Melville, NY 11747 |
Information is drawn from the public record and may lag the state by up to one day. NVAnnualReport.com is not affiliated with the Secretary of State of Nevada.