| avantax insurance services, inc. C8380-2003 | Foreign Corporation | Active In good standing | Director, Secretary | 3200 OLYMPUS BLVD, STE 100, Coppell TX 75019 | 2003 |
| avantax planning partners, inc. E14178562021-5 | Foreign Corporation | Active In good standing | Director | 3200 Olympus Blvd.,, Ste 100, Coppell TX 75019 | 2021 |
| cetera advisors llc E0021122013-8 | Foreign Limited-Liability Company | Active In good standing | Manager | 5299 DTC Boulevard, Suite 800, Greenwood Village CO | 2013 |
| cetera advisory services llc E0007162017-8 | Foreign Limited-Liability Company | Active In good standing | Manager | 2301 Rosecrans Ave, Suite 5100, El Segundo CA 90245 | 2017 |
| cetera financial specialists llc E0613322012-7 | Foreign Limited-Liability Company | Active In good standing | Manager | 1450 American Lane, 6th Floor, Suite #600, Schaumburg IL 60159 | 2012 |
| cetera investment advisers llc E0016782013-9 | Foreign Limited-Liability Company | Active In good standing | Manager | 1450 American Lane, Suite 650, Schaumburg IL 60159 | 2013 |
| cetera investment management llc E0187902013-1 | Foreign Limited-Liability Company | Active In good standing | Manager | 2301 Rosecrans Ave, Suite 5100, El Segundo CA 90245 | 2013 |
| cetera investment services llc E0636022012-8 | Foreign Limited-Liability Company | Active In good standing | Manager | 400 First Street South, Suite 300, Saint Cloud MN 56301 | 2012 |
| 1st global capital corp. C22004-2000 | Foreign Corporation | Revoked Not in good standing | Director | 3773 HOWARD HUGHES PKWY. -, SUITE 500S, LAS VEGAS NV 89169 | 2000 |